Nationally recognized statistical rating organization

Results: 405



#Item
81Bond / Security / Nationally recognized statistical rating organization / Fixed income / Money market fund / Asset-backed security / Money market / Securities Exchange Act / Debt / Financial economics / Economics / Finance

Rule 2a-7 Amendments Adopted by SEC in July 2014 Marked to Show Changes from Previous Rule 2a-7

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Source URL: edgar.sec.gov

Language: English - Date: 2014-07-25 13:04:41
82Security / Late-2000s financial crisis / Finance / Economics / Commercial Paper Funding Facility / Credit rating agency / Nationally recognized statistical rating organization / Financial economics / Commercial paper

BOARD ADOPTED POLICY POLICY NUMBER: [removed]EFFECTIVE DATE: [removed]TITLE: Commercial Paper Investment Policy

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Source URL: www.sib.wa.gov

Language: English - Date: 2012-11-15 15:01:40
83Financial regulation / United States securities law / SEC filings / Securities / Nationally recognized statistical rating organization / Asset-backed security / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Act / U.S. Securities and Exchange Commission / Finance / Financial economics / United States Securities and Exchange Commission

Incoming Letter: Ford Motor Credit Company LLC and Ford Credit Auto Receivables Two LLC

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Source URL: www.sec.gov

Language: English - Date: 2010-07-22 18:32:39
84Nationally recognized statistical rating organization / United States federal banking legislation / Auditing / United States securities law / Credit rating agency / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Bond credit rating / Internal control / Financial economics / Financial regulation / Finance

Vol. 76 Wednesday, No. 110

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Source URL: www.gpo.gov

Language: English - Date: 2013-05-23 10:45:52
85Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / United States federal banking legislation / U.S. Securities and Exchange Commission / Government / Investment Advisers Act / Nationally recognized statistical rating organization / Financial regulation / Law / 111th United States Congress

Dissent of Commissioner Daniel M. Gallagher in the Matter of John W. Lawton

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Source URL: www.sec.gov

Language: English - Date: 2014-08-05 14:27:33
86Credit rating agencies / United States corporate law / United States securities law / United States housing bubble / Structured finance / Nationally recognized statistical rating organization / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Investor Protection and Securities Reform Act / Finance / Financial economics / Economics

GAO[removed],CREDIT RATING AGENCIES: Alternative Compensation Models for Nationally Recognized Statistical Rating Organizations

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Source URL: www.gao.gov

Language: English - Date: 2012-01-20 08:28:50
87United States housing bubble / Asset-backed commercial paper / Corporate finance / Structured finance / Credit rating agency / Federal Reserve System / Securitization / Asset-backed security / Nationally recognized statistical rating organization / Finance / Financial economics / Economics

Office of the Comptroller of the Currency Board of Governors of the Federal Reserve System March 1, 2007 Interpretive Letter #1098 June 2008

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Source URL: www.occ.gov

Language: English - Date: 2008-06-16 09:55:47
88Credit rating agency / Financial regulation / Investment / U.S. Securities and Exchange Commission / Securitization / Form D / Securities Act / Financial economics / CalPERS / Nationally recognized statistical rating organization

Letter to Ms. Elizabeth Murphy, Secretary, Securities and Exchange Commission

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Source URL: www.calpers-governance.org

Language: English - Date: 2010-04-30 17:45:52
89Credit / Systemic risk / Credit rating agency / Basel II / Nationally recognized statistical rating organization / Bank regulation / Dodd–Frank Wall Street Reform and Consumer Protection Act / Standardized approach / Securitization / Financial economics / Economics / Finance

Testimony of David K Wilson Before the Subcommitte on Oversight and Investigations

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Source URL: www.ots.treas.gov

Language: English - Date: 2014-10-06 11:46:55
90Stock market / Financial services / United States securities law / Credit rating agency / Securities / Security / Securities market / Nationally recognized statistical rating organization / Net capital rule / Financial economics / Finance / Investment

July 14,2000 Michael A. Macchiaroli, Esq. Associate Director Division of Market Regulation 450 Fifth Street, N.W.

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Source URL: www.sec.gov

Language: English - Date: 2002-08-23 16:13:21
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